Jonathan Katz - PDFSEARCH.IO - Document Search Engine

Jonathan Katz
Results: 377

#	Item
261	October 31, 2005 Jonathan G. Katz U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-01 11:58:00 United States securities law Law Business Corporate governance Form 10-K Government Sarbanes–Oxley Act Filing U.S. Securities and Exchange Commission SEC filings Auditing United States corporate law
262	Southern States, LLC 30 Georgia Ave. Hampton, GA[removed]May 2, 2004 Mr. Jonathan G. Katz Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-06 13:50:22 Finance Collective investment schemes Employment compensation Mutual fund Pension Futures contract Financial economics Investment Financial services
263	August 13, 2004 Via Electronic Filing Mr. Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-13 13:25:38 Financial economics Affiliate marketing Gramm–Leach–Bliley Act Fair Credit Reporting Act Fair and Accurate Credit Transactions Act Opt-out Financial adviser Direct marketing Bank regulation in the United States United States federal banking legislation Marketing Business
264	CANADIAN SECURITY TRADERS ASSOCIATION, INC. P.O. Box 3, 31 Adelaide Street East, Toronto, Ontario M5C 2H8 Mr. Jonathan G. Katz, Secretary, Securities and Exchange Commission, 450 Fifth Street, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-31 11:32:42 U.S. Securities and Exchange Commission Order Financial economics Financial markets Investment Finance United States Securities and Exchange Commission Stock market Regulation NMS
265	June 21, 2004 VIA ELECTRONIC TRANSMITION; CONFIRMATION BY OVERNIGHT MAIL Mr. Jonathan G. Katz Secretary, Office of the Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-22 14:56:14 Investment Financial regulation Short selling Stock market United States Securities and Exchange Commission Uptick rule Locate Naked short selling Short Finance Financial economics Financial markets
266	February 15, 2005 Via E-Mail—[removed] Mr. Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W., Stop 6-9 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-16 14:16:35 Business Corporate finance Stock market Initial public offering Short Self-regulatory organization U.S. Securities and Exchange Commission Greenshoe Financial economics Financial regulation Finance
267	Mr. Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Stop 6-9 Washington, D.C[removed]January 31, 2005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-01 11:18:58 Finance Corporate finance United States securities law Securities United States Securities and Exchange Commission Securities Act Prospectus Initial public offering Securities Exchange Act Stock market Financial economics Investment
268	Federal Register / Vol. 70, No[removed]Wednesday, December 14, [removed]Notices For the Commission, by the Division of Market Regulation, pursuant to delegated authority.13 Jonathan G. Katz, Secretary. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2010-12-01 21:25:37 Designated landmark Single Audit Title III Executive Order 13166 Language policy Administration of federal assistance in the United States
269	1221 Avenue of the Americas New York, NY[removed]February 16, 2005 Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-17 15:39:42 Investment Securities United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities Act Prospectus Initial public offering Securities Exchange Act Financial economics Stock market Finance
270	October 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-01 12:07:21 Securities and Exchange Commission Form 10-Q SEC filings Form 10-K Torchmark

UPDATE